Alertness or Sleep Disorders

Category K

ALERTNESS OR SLEEP DISORDERS: A variety of conditions cause fatigue or sleepiness and may adversely affect attentiveness, concentration, and alertness.  Consequently, some people with these conditions will have a significant increased risk of having a motor vehicle accident.  Examples include primary sleep disorders such as obstructive sleep apnea syndrome and narcolepsy.  Other causes include chronic insufficient sleep, shift work, medications, primary central nervous system disorders, and psychiatric disturbances.  A person may also be inattentive without having hypersomnia, but most patients with significant excessive sleepiness are inattentive.

The assessment of a person’s ability to remain fully attentive can be difficult and requires sensitivity and knowledge of the various conditions that may be present. Symptoms may be non-specific or obviously related to an already diagnosed condition.  Some cases may require specialty evaluation by a sleep medicine specialist, neurologist, etc.  A few simple questions can usually detect if a person has fatigue or hypersomnia.  The Epworth Sleepiness Scale (ESS) has been validated as a reliable method to estimate the presence of excessive sleepiness.  Values greater than 10 usually indicate the presence of abnormal sleep tendency but do not identify a specific cause.

The ultimate decision to recommend any specific limitations of driving privileges should be determined by the physician’s best judgment based upon effectiveness of treatment and adherence to treatment.  If the patient is unwilling or unable to use treatment, or if efficacy is in question, there are some tests available in certain facilities that can serve as a guide to a person’s attentiveness which may predict an individual’s driving risk.  The ESS is used only as a guideline to approximate a person’s degree of sleep tendency.  If the ESS score is >10, further evaluation is probably warranted and the patient should be advised.  Scores of >15 clearly indicate serious symptoms and driving should be discouraged until further medical assessment and therapy can be provided. 

Instructions for use of the Epworth Sleepiness Scale (ESS) and the relative values for scoring are below, which may be copied for office use.

There are multiple guidelines published to help determine which drivers should be screened and qualified to drive commercial motor vehicles when they are at risk of, or diagnosed with, obstructive sleep apnea.  The presence of sleep apnea risk factors and related health consequences including: sleepiness while driving, motor vehicle accidents, treatment adherence and efficacy, all play important roles.  A joint task force from Occupational Medicine and Sleep Medicine and the Federal Motor Carrier Safety Administration are the most prominent sources of information.  These resources are in the public domain and can be accessed on the web. (Please see references.)

EPWORTH SLEEPINESS SCALE (ESS)

Instructions: Rate the chance that you would doze off or fall asleep during different, routine, daytime situations.  How likely are you to fall asleep in contrast to just feeling tired?  Use the following scale to choose the most appropriate number for each situation.  Then add the numbers for the total score. 

ESS SCALE: 0 = Would never doze 1 = Slight chance of dozing 2 = Moderate chance of dozing 3 = High chance of dozing

  • Sitting and reading
  • Watching television
  • Sitting inactive in a public place, for example, a theater or meeting
  • As a passenger in a car for an hour without a break
  • Lying down to rest in the afternoon
  • Sitting and talking to someone
  • Sitting quietly after lunch
  • In a car, while stopped in traffic
CLASS D VEHICLES
Level Circumstances Medical Report Required Interval for Review License Class and Restrictions
1 No past history or problem with alertness, excessive daytime sleepiness in the past two years; ESS score under 6 No N/A Class D
No restrictions
2 Problems of alertness or excessive daytime sleepiness (ESS score from 7 to 9) with good response to self-management Yes 2 Years Class D
No restrictions
3 Mild to moderate problems of alertness or excessive daytime sleepiness (ESS score from 10 to 12) with good response to professional management Yes 1 Year Class D
No restrictions
4 Moderate problems of alertness or excessive daytime sleepiness (ESS score from 13 to 15) symptoms related to time of day Yes 6 Months Class D; recommended restriction of daylight only
5 Moderate problems of alertness or hypersomnia (ESS score from 13 to 15) with symptoms related to time and circumstances Yes 6 Months Class D; recommended restrictions of speed, area, and daylight only, TBD by examiner
6 N/A
7 Severe inattentiveness, hypersomnia (ESS score greater than 15) or under evaluation Yes 6 Months Class D, special restrictions as recommended by health care professional
8 Severe inattentiveness or hypersomnia (ESS score greater than 15); therapy not tried or unsuccesful Yes N/A No driving
CLASS A, B, & C VEHICLES
Level Circumstances Medical Report Required Interval for Review License Class and Restrictions
1 No past history or problem with alertness, excessive daytime sleepiness in the past two years; ESS score under 6 No N/A Class A, B, C
No restrictions
2 Problems of alertness or excessive daytime sleepiness (ESS score from 7 to 9) with good response to self-management Yes 2 Years Class A, B, C
No restrictions
3 Mild to moderate problems of alertness or excessive daytime sleepiness (ESS score less than 11) with good response to professional management Yes 1 Year
*(a)
Class A, B, C
No restrictions; must meet federal guidelines for OSA
4 Moderate problems of alertness or excessive daytime sleepiness (ESS score from 13 to 15) symptoms related to time of day Yes 6 Months No Class A, B, C driving
5 Moderate problems of alertness or hypersomnia (ESS score from 13 to 15) Yes 6 Months No Class A, B, C driving
6 N/A
7 Under evaluation Yes 6 Months As recommended by health care professional
8 Severe inattentiveness or hypersomnia (ESS score greater than 15); therapy not tried or unsuccessful Yes N/A No driving
*(a) Or as recommended by the health care professional, longer or shorter interval according to stability, up to the maximum period of five years.